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AAM Sub-Grantee Agreement
AAM
Sub-Grantee Agreement — 2003-2004
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This agreement describes the responsibilities
of the Education and Research Consortium (ERC), and for the
purposes of conducting a project funded through the Library
of Congress (LOC) from LOC – Adventure of the American
Mind funds.
[Purpose]
[Period of Performance]
[Responsibilities]
[Summary]
[Education and Research Consortium Responsibilities]
[Key Personnel]
[Technology Support]
[Termination]
[Reserved Right of Use for ERC Funded Facilities]
[Intellectual Property]
[Amendments]
[Certifications]
An
Adventure of the American Mind
Sub-Grantee Agreement 2003-2004
Between
Education and Research Consortium of the Western Carolinas
And
[ ]
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Purpose
- This agreement describes
the responsibilities of the Education and Research
Consortium of the Western Carolinas (ERC) and [ ] for the purposes of conducting a project funded
through the Library of Congress (LOC) from LOC – Adventure
of the American Mind funds. [ ] is a sub-grantee
to the ERC for the purpose of this funded project.
Both the ERC and [ ] agree to work together toward
this project’s mutual success.
- The purpose of the Adventure
of the American Mind Project, as described in the
GRANT AGREEMENT #00G-LIB-ND001 ADMENDMENT 2003-02
(see Appendix B) is to, “combine the teacher
training experience of participating educational
institutions in Western Carolina, Arizona, Illinois,
and Northern Virginia with the experience of the
Library of Congress for the mutual benefit of all
parties and for the benefit of the local school communities.” Along
with the Grant’s continuing objectives to, “Train
in-service and pre-service classroom teachers and
college teacher education faculty to access, use
and produce curriculum utilizing the Internet and
the digitized primary source materials from the collections
of the Library of Congress.” And to, “Demonstrate
and evaluate a training program exportable to other
communities at minimal costs.” [ ] will work
with public and private K-12 schools to develop a
student-based curriculum which integrates the LOC
American Memory digitized resources into learning
and problem solving skills needed for the 21st century,
and with the ERC to create a climate where using
technology and the online resources of the Library
of Congress is a self-perpetuating tradition.
TOP
Period of Performance
The effective period of this agreement
shall commence on October 1, 2003 and terminate on
September 30, 2004, unless extended by the mutual written
agreement of the parties.
TOP
Responsibilities
AAM Director at [ ] is
named to be:
TOP
Summary
The specific purpose of [ ]'s participation
in the Adventure of the American Mind Project, as described
in the GRANT AGREEMENT #00G-LIB-ND001 is to address
the following objectives:
- To demonstrate a pilot program
building on the lessons learned and success of the
Library of Congress American Memory Fellows Program.
- Develop and present workshops,
seminars or semester long courses for undergraduate/
graduate students and in-service K-12 Teachers on
incorporating digitized primary source materials
into the K-12 classroom. The workshop, seminar or
course will focus on the nature of primary sources
and classroom applications for digital technology,
and will provide students both hands-on experience
using the historical texts, photographs, motion pictures,
maps and sound recordings from the Library of Congress
American Memory digital collections.
- Collaborate with the ERC
in the design and evaluation of course materials.
ACPS will submit to the ERC copies of all course
materials, course evaluations, and final student
multi-media projects. The ERC working with the participating
educational institutions shall (i) cause the curricula/lesson
plans developed by the educational institutions to
be reviewed and cataloged; (ii) develop a process
to select, test and modify model curriculum/lesson
plans on various topics and grade levels; and (iii)
publish such curricula/lesson plans with an index
on the AAM web site for use by other educational institutions.
- Teachers will teach the units
they have developed and for teachers in the semester-long
course will become mentors in their schools to assist
other teachers in accessing the resources of the
National Digital Library and in developing their
own material. Each of the participating educational
institutions will provide these teachers with support
through online communications and onsite technology
and curriculum development assistance.
- The ERC and/or sub grantees
will develop and use formal plans for selecting institutions
and individuals to participate in the program. The
intent of these plans will be to provide for a diverse
base of participating schools and individuals, and
an equitable method of selecting participants. The
ERC retains final authority to select institutions
and individuals for participation in the program.
- Demonstrate and evaluate a
training program exportable to other communities
at minimal cost.
- Sponsor follow-up meetings and
workshops with K-12 educators who have successfully
completed the workshop, seminar or semester log course
to provide the opportunity to share experiences,
mentor new teachers, and prepare additional lesson
plans. These workshops will cover such subjects as
the use of FrontPage, Excel, PowerPoint and other
software programs; developing lesson plans based
on learning styles and the use of LOC digital materials.
When feasible, these lessons should be offered online.
- [ ]
agrees to provide the ERC with two progress reports
each year that contain information concerning the
status of the project, progress made since the previous
report, and problems encountered. It is understood
that this report is to be drafted by the AAM site
director with additional reports by college participants
as needed. Expenditures and budgets will be communicated
quarterly between the ERC and the AAM site director.
- [ ] understands
that the release of funds by the ERC will occur upon
request of the college or university and according
to predetermined budget amounts. This project is
based on projections and may be altered by the ERC
AAM Program Director as required by the ERC.
- Works produced by Library
employees in connection with this Agreement are U.S.
Government works, and, in accordance with 17 U.S.C.
105, are not subject to copyright protection. For
works produced by the ERC, participating institutions,
and/or educators in connection with this Agreement,
the ERC grants the Library of Congress a nonexclusive,
royalty-free and irrevocable right to reproduce,
publish or otherwise use the works for Federal purposes,
and to authorize others to do so.
- [ ] agrees to appropriately
spend funds according to the amounts in each account
provided. In order to transfer funds between budget
categories or line items, written approval must be
obtained from the ERC as outlined in ‘Transferring
Budget Line Items’ (see Appendix C).
- [ ] will cooperate with the
ERC and its contractors to evaluate the performance
of this program in accordance with the original GRANT
AGREEMENT #00G-LIB-ND001 and AMENDMENT #2003-02.
TOP Education
and Research Consortium Responsibilities
- The ERC AAM Program Director is
named to be:
Christopher Dennen, Ph.D.
22 Pack Square, Ste. 401
PO Box 7666
Asheville, NC 28802
828-281-1954
- The ERC
agrees to reimburse [ ] monthly according to submitted
documentation
that will include monthly expenditure reports, back-up
documentation, and appropriate authorizing signatures
as necessary. [ ] accepts responsibility for;
- Maintaining supporting documentation
that includes, but is not limited to: original
receipts, invoices, expense reports, time and
effort reports for hourly employees, and three
competitive price quotes for any item exceeding
$500 (five hundred dollars) for a period of three
years from the date of submission of the final
reimbursement request.
- Cooperating with the Library
of Congress, Federal Government auditors or any
auditors contracted
by the ERC.
- Following
the operating requirements as set out in the
AAM Program Operating Procedures and understanding
that reimbursement may be held by the ERC until
satisfactory documentation is received.
- Conforming to Federal
regulations which apply to this project including,
but not limited to,
Federal Office of Management & Budget Circulars
A-110 and A-122.
- Following directives
regarding expenditures from the LOC. If the
Library of
Congress, or any office
within the Library of Congress such as the General
Counsel’s Office or Office of the Inspector
General, disallows an expenditure made by [ ]
during the performance of AAM program activities
and directs the institution to reimburse the
ERC for those expenditures; [ ] agrees to reimburse
the ERC. This directive in an LOC requirement
and out of the scope of the ERC’s control.
- The ERC agrees to provide a bi-annual
report format.
TOP Key
Personnel
The personnel listed below are considered
to be essential to the work being performed under this
Agreement. Prior to reassigning any of these individuals
to other projects or programs, reducing the level of
their participation, or allowing the project to continue
without them, the participating College or University
will provide the ERC with reasonable advance notice
and will submit justification (including proposed personnel
substitution) in sufficient detail to permit evaluation
of the impact to the project. Changes in key personnel
may only be made with written approval of the ERC.
The following personnel are considered key:
- AAM Site Director
TOP Technology
Support
The success of the project and the
effective pedagogical use of the project material and
equipment by the participants is dependant upon the
availability of timely, correct and understandable
technical support and instruction. To this end, the
project will fund as part of this grant, a tech support
position in support of the project at [ ]. It is understood
and agreed that this position will be used to support
the project needs and objectives. Wherever possible,
the tech support position will be housed with the other
project staff to insure availability to the project
on an immediate as needed basis.
TOP Termination
- If the ERC’s funding
should be terminated during the performance of
this agreement,
or should the funding for support be deleted or
reduced, the ERC may with written notice to [ ] terminate
this
agreement upon reasonable notice consistent with
the termination of the project funded through the
Library
of Congress (LOC).
- Either party may terminate
this agreement at any time, for any reason other
than stated, upon no less than thirty-day (30) notice
in
writing to the other party by Certified Mail, Return
Receipt Requested.
TOP Reserved
Right of Use for ERC Funded Facilities
If [ ] has
or is budgeted to receive grant funds through the ERC
for the purpose of constructing an Information Technology
Center on the [ ] campus. The parties agree that the
use of these funds for the purpose of the construction
or renovation of such facilities obligates [ ] to allow
usage of the facilities as set out herein or as otherwise
required by applicable federal law.
- 1. For as long as the ERC continues
in existence, these facilities will be available
for purposes that are consistent with the goals and
objectives of this grant.
- 2. During the grant period and
thereafter, the facilities will be made available
for federal purposes, as federal agencies and/or
grantee organizations may from time to time request.
TOP Intellectual
Property
Per the section D.11 of the original
Grant Agreement, the sub-grantee agrees that the ERC
has a nonexclusive, royalty-free and irrevocable right
to reproduce, publish or otherwise use works produced
by , participating institutions, and/or educators in
connection with this agreement and my authorize others
to do so. Therefore, the AAM site director is obligated
to obtain a signed non-disclosure release from participants
and to provide the ERC with a form containing at least
the following:
- Participants name, address and
home phone number
- Contact information for the participant’s
employer (school)
- Permission to the ERC granting
the same non-exclusive right described above concerning
participants course work during their involvement
in this program
TOP Amendments
Amendments to this agreement may only be made in writing
signed by [Partner Director], the colleges appropriate contracting
authority (if any), and the ERC. This agreement and
the attached appendices A-C embody the entire understanding
and undertaking of the parties, and no amendment to
the contract shall be valid unless in writing signed
by [ ] and the ERC.
TOP
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AAM Director Date |
Chris Dennen, Ph.D. Date
ERC AAM Program Director
An Adventure of the American Mind |
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________________________________ |
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[ ] Contracting
Authority Date |
John C. Hunter, Esq. Date
Executive Director
Education and Research Consortium
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APPENDIX A
Certifications
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| _____ 1. |
Certification
Regarding Nondiscrimination Statutes and Implementing
Regulations.
[ ] will
comply with the following nondiscrimination statutes
and their implementing regulations.
- Title VI of the Civil Rights
Act of 1964 (42 U.S.C § 2000d et
seq.) which
provides that no person in the United States shall,
on the ground of race, color, or national origin,
be excluded from participation in, be denied the
benefits of, or be otherwise subjected to discrimination
under any program or activity for which the applicant
received federal financial assistance;
- Section 504 of the Rehabilitation
act of 1970, as amended (29 U.S.C. § 794), which
prohibits discrimination on the basis of handicap
in programs and activities receiving federal financial
assistance;
- Title
IX of the Education Amendments of 1972, as amended
(20 U.S.C. § 1681
et seq.) which
prohibits discrimination on the basis of sex in education
programs and activities receiving
federal financial assistance; and
- The Age Discrimination
Act of 1975, as amended (42 U.S.C. § 6101
et seq.) which prohibits discrimination on the
basis of age in programs and activities receiving
federal financial assistance, except that actions
which reasonably take age into account as a factor
necessary for the normal operation or achievement
of any statutory objective of the project or activity
shall not violate this statute.
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| _____ 2. |
Certification
Regarding Federal Debt Status. [ ] certifies
that to the best of its knowledge and belief, it
is not delinquent in the repayment of any federal
debt.
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| _____ 3. |
Certification Regarding
Debarment and Suspension. [ ]
certifies that to the best of its knowledge and belief,
it and its principals:
- Are not presently debarred,
suspended, proposed for debarment, declared ineligible,
or voluntarily excluded from covered transactions
by any federal department or agency;
- Have not within a three-year
period preceding this agreement been convicted of
or had a civil judgment rendered against them for
commission of fraud or a criminal offense in connection
with obtaining, attempting to obtain, or performing
a public (federal, state, or local) transaction or
contract under a public transactional violation of
federal or state antitrust statutes or commission
of embezzlement, theft, forgery, bribery, falsification
or destruction of records, making false statement,
or receiving stolen property;
- Are not presently indicted
for or otherwise criminally or civilly charged by
a governmental entity (federal, state, or local)
with commission of any of the offenses enumerated
in paragraph (b) of this certification; and
- Have not within a three-year
period preceding this application/proposal had one
or more public transactions (federal, state, or local)
terminated for cause or default.
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| _____ 4. |
Certification Regarding
Drug-Free Workplace Requirements (Drug-Free Workplace
Act of 1988). [ ] will either identify the site(s) for the performance
of work done in connection with the project, or will
keep this information on file in its office so that
it is available for federal inspection. The street
address, city, county, state, and zip code should be
provided whenever possible. [ ] certifies that it will
or will continue to provide a drug-free workplace by:
- Publishing
a statement notifying employees that the unlawful
manufacture, distribution,
dispensing, possession or use of a controlled substance
is prohibited in the grantee’s workplace and
specifying the actions that will be taken against
employees for violation of such prohibitions;
- Establishing an ongoing drug-free awareness
program to inform employees about;
- The dangers of drug abuse
in the workplace;
- The
[ ]
and sub-awardees’ policy of maintaining
a drug-free workplace;
- Any available drug counseling,
rehabilitation, and employee assistance programs;
and
- The penalties that may be
imposed on employees for drug abuse violations
occurring in the workplace.
- Making it a requirement that
each employee to be engaged in the performance of
the grant or cooperative agreement be given a copy
of the statement required by paragraph 4(a);
- Notifying the employee
in the statement required by paragraph 4(a) that,
as a condition of employment under the grant or
cooperative agreement, the employee will:
- Abide by the terms of
the statement; and
- Notify the employer in
writing of his or her conviction for a violation
of a criminal drug statute occurring in the workplace
not later than five calendar days after such
conviction;
- Notifying the ERC in writing
within ten calendar days after receiving notice under
subparagraph 4(d)(2) from an employee or otherwise
receiving actual notice of such conviction.
- Taking one of the
following actions, within 30 calendar days of receiving
notice under subparagraph 4(d)(2), with respect
to any employee who is so convicted:
- Taking appropriate personnel
action against such an employee, up to and including
termination consistent with the requirements
of the Rehabilitation Act of 1973, as amended;
or
- Requiring such employee
to participate satisfactorily in a drug abuse
assistance or rehabilitation program approved
for such purposes by a federal, state, or local
health, law enforcement, or other appropriate
agency;
- Making a good faith effort to continue to maintain
a drug-free workplace through implementation of paragraphs
(a), (b), (c), (d), (e), and (f).
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| _____ 5. |
Certification Regarding
Lobbying Activities [ ]
certifies, to the best of its knowledge and belief,
that:
- No federal appropriated funds
have been paid or will be paid, by or on behalf of
[ ] to any person for influencing or attempting to
influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress,
or an employee of a Member of Congress in connections
with the awarding of a federal contract, the making
of a federal grant, the making of a federal loan,
the entering into of a cooperative agreement, and
the extension, continuation, renewal, amendment,
or modification of a federal contract, grant, loan,
or cooperative agreement.
- If any funds other than federal
appropriated funds have been paid or will be paid
to any person (other than a regularly employed officer
or employee of the applicant) for influencing or
attempting to influence an officer or employee of
any agency, a Member of Congress, an officer or employee
of congress, or an employee of a Member of congress
in connection with this federal contract, grant,
loan, or cooperative agreement, Governors State will
complete and submit Standard Form LLL, “Disclosure
of Lobbying Activities,” in accordance with
its instructions.
- [ ] will require that the language of this certification
be included in the award documents for all sub-awards
at all times (including sub contracts, sub-grants,
and contracts under grants, loans, and cooperative
agreements) and that all sub-recipients shall certify
and disclose accordingly.
TOP
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As the duly authorized
representative of [ ] by
placing my initials at each section above and my signature
below I hereby certify that the [ ] will
comply with the above certifications.
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| _________________________ |
_________________________ |
| Contracting Authority at [ ] |
Date |
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APPENDIX
B
AMENDMENT #2003-02
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APPENDIX
C
AAM Program Budget Procedures
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is a funded program, administered through the .
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